WANG Ziyi, WU Jiahui, WANG Weiqing, et al. State-of-health estimation method for lithium-ion battery based on a coupled degradation model and CNN-GRU-AE fusion network[J]. Power System Protection and Control, 2026, 54(11).
WANG Ziyi, WU Jiahui, WANG Weiqing, et al. State-of-health estimation method for lithium-ion battery based on a coupled degradation model and CNN-GRU-AE fusion network[J]. Power System Protection and Control, 2026, 54(11).DOI: 10.19783/j.cnki.pspc.251156.
To address the limitation of existing data-driven models for battery state-of-health (SOH) estimation that neglect electrochemical mechanism constraints
a deep learning framework integrated with electrochemical mechanism constraints is proposed. First
a hybrid neural network architecture based on convolutional neural network-gated recurrent unit-autoencoder (CNN-GRU-AE) is designed to collaboratively extract temporal features from battery data. The CNN unit captures local degradation features to obtain feature vectors
while the GRU-AE unit models temporal dependencies and computes data reconstruction loss. To ensure consistency with electrochemical mechanisms during SOH estimation
a coupled degradation model is embedded into the framework. This model integrates a linear capacity degradation component
a nonlinear active lithium decay model
and a solid electrolyte interphase (SEI) growth mechanism. The entire framework is optimized via differentiable programming
enabling simultaneous learning of neural network weights and mechanistic parameters. Coupled with a dual-task learning architecture
it simultaneously realizes data reconstruction and lithium-ion battery SOH estimation. Finally
experimental results demonstrate that
compared to other models
the proposed model enhances both the accuracy and robustness of lithium-ion battery SOH estimation
achieving deep coupling between electrochemical mechanisms and data-driven modelling.
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references
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