TAN Faming, WANG Qi, ZHAO Junjie, et al. Improved Extend Kalman Filter Algorithm for Lithium-battery SOC Estimation Under Maximum Correntropy[J]. 2025, 45(18): 7292-7305.
DOI:
TAN Faming, WANG Qi, ZHAO Junjie, et al. Improved Extend Kalman Filter Algorithm for Lithium-battery SOC Estimation Under Maximum Correntropy[J]. 2025, 45(18): 7292-7305. DOI: 10.13334/j.0258-8013.pcsee.240686.
Improved Extend Kalman Filter Algorithm for Lithium-battery SOC Estimation Under Maximum Correntropy
利用扩展卡尔曼滤波(extend Kalman filter,EKF)算法估计锂电池的荷电状态(state of charge,SOC)时,经常会遇到SOC初值设定不准确和非高斯观测噪声干扰的问题,直接造成估计精度不高。为解决上述问题,该文建立锂电池的一阶戴维南等效电路模型,提出最大熵准则下,分阶段变换观测噪声协方差的扩展卡尔曼滤波算法估计锂电池SOC。该算法在SOC起始估计阶段利用小数量级观测噪声协方差提升收敛速度,并以观测残差一阶低通滤波值的第一次正负状态转换作为收敛判据。当判断估计值已快速收敛至容许误差范围内时,算法自适应地切换为大数量级观测噪声协方差来保证后续估计波形的平滑度,同时引入最大熵准则以迭代递推形式实时修正观测噪声的统计特性,用来减小非高斯观测噪声对估计精度的影响。结果表明,所提方法估计SOC的综合性能优异、鲁棒性强,具有很好的工程应用价值。
Abstract
When using the extend Kalman filter (EKF) algorithm to estimate the state of charge (SOC) of lithium-battery
the problem of inaccurate initial SOC value setting and non-gaussian observation noise interference will be often encountered
which directly leads to low estimation accuracy. In order to solve the above problems
a first-order Thevenin equivalent circuit model for lithium-batteriy is established
and an extended Kalman filter algorithm of staged-transform observation noise covariance under the maximum correntropy criterion is proposed to estimate the SOC of lithium-battery. The algorithm used a small order of magnitude observation noise covariance to improve convergence speed in the initial SOC estimation stage
And the first positive and negative state transition of the observed residual first-order low-pass filter value is used as the convergence criterion. When it is judged that the estimated value has quickly converged to the allowable error range
the algorithm adaptively switches to a large order of magnitude observation noise covariance to ensure the smoothness of the subsequent estimated waveform. At the same time
the maximum correntropy criterion is introduced to iteratively and recursively correct the statistical characteristics of the observation noise in real-time
Used to reduce the impact of non gaussian observation noise on estimation accuracy. The verification results show that the proposed stragy has excellent comprehensive performance and strong robustness in SOC estimation